The Defense Never Rests

Securities And Investment Fraud

Criminal Defense Attorney For Securities And Investment Fraud In Indianapolis

Are you facing allegations or charges involving securities and investment fraud in Indianapolis? Financial crimes, including securities and investment fraud, typically garner a lot of media attention due to their high-profile nature. The publicity of the case can devastate a person’s future, especially if they are innocent. Having an experienced attorney on your case can provide you a favorable outcome. Although the crime itself is not complicated, defending securities fraud charges involves an extensive understanding of the Securities and Exchange Commission.

Don’t Hesitate With Your Freedom

If you have been charged with securities and investment fraud in Indianapolis, do not hesitate to contact Patel Defense for a FREE case evaluation.


Different Types Of Securities Fraud

Securities fraud is defined as the deceptive practice that encourages investors to make purchase or sale decisions based on false information. These frequently involve a loss for the investor. Securities fraud encompasses a wide range of actions including:

  • Corporate misconduct
  • Insider trading
  • Dummy corporations
  • Microcap fraud
  • Ponzi schemes
  • And many more

Corporate misconduct occurs when an executive of a corporation doesn’t accurately report the company’s financial information to its shareholders. Insider trading is a common type of securities fraud that occurs when a purchase or sale of stock is based on information that has not been disclosed to the public. Dummy corporations are created by fraudsters with the illusion that they are legitimate corporation, or they are created to act as a cover for one or more companies. Securities are then sold to investors with the misrepresentation that they are buying stock in a legit company. Microcap fraud takes place when stocks of small companies are deceptively promoted and then sold to unwary public. This includes pump and dump schemes, boiler rooms and internet securities fraud. A Ponzi scheme is an illegal business practice in which withdrawals from old investors are financed by subsequent investors. Money paid to Ponzi investors is described as income when it should be described as distribution of capital.

Protecting Your Rights

When an investigation for securities fraud begins, you should immediately protect yourself and your assets. It is important that you do not move around assets and money without the advice of an experienced attorney. If you do this, you risk the possibility of another charge: obstruction of justice. In Indiana, you are entitled to an attorney no matter the crime you are accused of. If you are accused of securities fraud, then you need to hire an experienced, aggressive attorney who can fight by your side throughout the whole process.

Never speak with investigators without an attorney present. By the time the Securities and Exchange Commission contact you, it has been investigating your business for fraudulent practice and activities. If you talk to investigators, you may unintentionally incriminate yourself and weaken your defense. An experienced, skilled securities fraud attorney will fight to make sure all of your rights are protected. At Patel Defense, we will launch our own investigation into your case to ensure that all of the evidence was obtained properly, that there is sufficient evidence to charge you, and that all of your constitutional and human rights are not being violated.